Young Kim began his career as Clearances Manager for Lebenthal, Inc., in 1982. Originally, a native of the Republic of Korea, Kim immigrated to the United States in 1978. He subsequently joined Langdon P. Cook & Co. in 1988 as Operations Manager, and when GATES Capital was formed in 1992, he became Treasurer and Chief Operations Officer of the new firm. Mr. Kim is responsible for GATES’ accounting, organizational finance, “back-office” clearance, and securities operations matters. Mr. Kim also performs portfolio analysis for select clients.
Mr. Kim received his BA degree from Pace University and holds FINRA Series 7, Series 24, Series 27, Series 53, Series 63 and Series 79 licenses.